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Теоретическая грамматика английского языка 2 (стр. 7 из 54)

§ 7. Comparing the syntactico-distributional classification of words with the traditional part of speech division of words, one can­not but see the similarity of the general schemes of the two: the opposition of notional and functional words, the four absolutely cardinal classes of notional words (since numerals and pronouns have no positional functions of their own and serve as pro-nounal and pro-adjectival elements), the interpretation of functional words as syntactic mediators and their formal representation by the list.

However, under these unquestionable traits of similarity are dis­tinctly revealed essential features of difference, the proper evaluation of which allows us to make some important generalizations about the structure of the lexemic system of language.

§8. One of the major truths as regards the linguistic mecha­nism arising from the comparison of the two classifications is the explicit and unconditional division of the lexicon into the notional and functional parts. The open character of the notional part of the lexicon and the closed character of the functional part of it (not ex­cluding the intermediary field between the two) receives the strict status of a formal grammatical feature.

The unity of notional lexemes finds its essential demonstration in an inter-class system of derivation that can be presented as a formal four-stage series permeating the lexicon and reflected in regular phrase correlations. Cf.:

a recognizing note-a notable recognition-to note recogniz-ingly - to recognize notably, silent disapproval - disapproving si­lence - to disapprove silently - to silence disapprovingly, etc.

This series can symbolically be designated by the formula St (n.v.a.d.) where St represents the morphemic stem of the series, while the small letters in parentheses stand for the derivational fea­tures of the notional word-classes (parts of speech). Each stage of the series can in principle be filled in by a number of lexemes of the same stem with possible hierarchical relations between them. The primary presentation of the series, however, may be realized in a four-unit version as follows:

strength - to strengthen - strong - strongly peace - to appease - peaceful - peacefully nation - to nationalize - national - nationally friend - to befriend - friendly - friendly, etc.

This derivational series that unites the notional word-classes can be named the "lexical paradigm of nomination". The general order of classes in the series evidently corresponds to the logic of mental perception of reality, by which a person discriminates, first, objects and their actions, then the properties of the former and the latter. Still, as the actual initial form of a particular nomination paradigm within the general paradigmatic scheme of nomination can prove a lexeme of any word-class, we are enabled to speak about the con­crete "derivational perspective" of this or that series, i.e. to identify nomination paradigms with a nounal (N→), verbal (V→), adjectival (A→), and adverbial (D→), derivational perspectives. Cf.:

N→power - to empower - powerful - powerfully

V→to suppose - supposition - supposed - supposedly

A→clear - clarity - to clarify - clearly

D→out - outing - to out - outer

The nomination paradigm with the identical form of the stem for all the four stages is not represented on the whole of the lexicon; in this sense it is possible to speak of lexemes with a complete paradigm of nomination and lexemes with an incomplete paradigm of nomination. Some words may even stand apart from this paradigm, i.e. be nominatively isolated (here belong, for instance, some simple adverbs).

On the other hand, the universal character of the nomination paradigm is sustained by suppletive completion, both lexemic and phrasemic. Cf:.

an end - to end - final - finally

good - goodness - well - to better

evidence - evident - evidently - to make evident

wise - wisely - wisdom - to grow wise, etc.

The role of suppletivity within the framework of the lexical paradigm of nomination (hence, within the lexicon as a whole) is extremely important, indeed. It is this type of suppletivity, i.e. lex-emic suppletivity, that serves as an essential factor of the open char­acter of the notional lexicon of language.

§ 9. Functional words re-interpreted by syntactic approach also reveal some important traits that remained undiscovered in earlier descriptions.

The essence of their paradigmatic status in the light of syntactic interpretation consists in the fact that the lists of functional words may be regarded as paradigmatic series themselves - which, in their turn, are grammatical constituents of higher paradigmatic series at the level of phrases and especially sentences.

As a matter of fact, functional words, considered by their role in the structure of the sentence, are proved to be exposers of various syntactic categories, i.e. they render structural meanings referring to phrases and sentences in constructional forms similar to derivational (word-building) and relational (grammatical) morphemes in the com­position of separate words. Cf:.

The words were obscure, but she understood the uneasiness that produced them. → The words were obscure, weren't they? How then could she understand the uneasiness that produced them? → Or per­haps the words were not too obscure, after all? Or, conversely, she didn't understand the uneasiness that produced them? → But the words were obscure. Haw obscure they were! Still she did under­stand the uneasiness that produced them. Etc.

This role of functional words which are identified not by their morphemic composition, but by their semantico-syntactic features in reference to the embedding constructions, is exposed on a broad lin­guistic basis within the framework of the theory of paradigmatic syntax (see further).

§ 10. Pronouns considered in the light of the syntactic princi­ples receive a special systemic status that characteristically stamps the general presentation of the structure of the lexicon as a whole.

Pronouns are traditionally recognized on the basis of indicatory (deictic) and substitutional semantic functions. The two types of meanings form a unity, in which the deictic semantics is primary. As a matter of fact, indication is the semantic foundation of substitution.

As for the syntactic principle of the word stock division, while recognizing the deictic aspect of pronouns, it lays a special stress on their substitutive features. Indeed, it is the substitutional function that immediately isolates all the heterogeneous groups of pronouns into a special set of the lexicon.

The generalizing substitutional function of pronouns makes them into syntactic representatives of all the notional classes of words, so that a pronominal positional part of the sentence serves as a categorial projection of the corresponding notional subclass identified as the filler set of the position in question. It should be clearly understood that even personal pronouns of the first and second persons play the cited representative role, which is unambiguously exposed by exam­ples with direct addresses and appositions. Cf.:

I, Little Foot, go away making noises and tramplings. Are you happy, Lil

Included into the system of pronouns are pronominal adverbs and verb-substitutes, in due accord with their substitutional functions. Besides, notional words of broad meaning are identified as forming 'an intermediary layer between the pronouns and notional words proper. Broad meaning words adjoin the pronouns by their substitu­tional function. Cf:.

I wish at her age she'd leam to sit quiet and not do things. Flora's suggestion is making sense. I will therefore briefly set down the circumstances which led to my being connected with the affair. Etc.

As a result of these generalizations, the lexical paradigm of nomination receives a complete substitutive representation. Cf:. one, it, they...-do, make, act...-such, similar, same... - thus, so, there...

Symbolically the correlation of the nominal and pronominal paradigmatic schemes is stated as follows:

N-V-A-D- Npro - Vpro - Apro - Dpro.

§ 11. As a result of the undertaken analysis we have obtained a foundation for dividing the whole of the lexicon on the upper level of classification into three unequal parts.

The first part of the lexicon forming an open set includes an in­definitely large number of notional words which have a complete nominative function. In accord with the said function, these words can be referred to as "names": nouns as substance names, verbs as process names, adjectives as primary property names and adverbs as secondary property names. The whole notional set is represented by the four-stage derivational paradigm of nomination.

The second part of the lexicon forming a closed set includes substitutes of names (pro-names). Here belong pronouns, and also broad-meaning notional words which constitute various marginal sub­sets.

The third part of the lexicon also forming a closed set includes specifiers of names. These are function-categorial words of various servo-status.

Substitutes of names (pro-names) and specifiers of names, while standing with the names in nominative correlation as elements of the lexicon, at the same time serve as connecting links between the names within the lexicon and their actual uses in the sentences of living speech.

CHAPTER V

NOUN: GENERAL

§ 1. The noun as a part of speech has the categorial meaning of "substance" or "thingness". It follows from this that the noun is the main nominative part of speech, effecting nomination of the fullest value within the framework of the notional division of the lexicon.

The noun has the power, by way of nomination, to isolate dif­ferent properties of substances (i.e. direct and oblique qualities, and also actions and states as processual characteristics of substantive phenomena) and present them as corresponding self-dependent sub­stances. E.g.:

Her words were unexpectedly bitter. - We were struck by the unexpected bitterness of her words. At that time he was down in his career, but we knew well that very soon he would be up again. - His career had its ups and downs. The cable arrived when John was preoccupied with the arrangements for the party. - The ar­rival of the cable interrupted his preoccupation with the arrange­ments for the party.

This natural and practically unlimited substantivization force establishes the noun as the central nominative lexemic unit of lan­guage.

§ 2. The categorial functional properties of the noun are deter­mined by its semantic properties.

The most characteristic substantive function of the noun is that of the subject in tbc sentence, since the referent of the subject is the person or thing immediately named. The function of the object in the sentence is also typical of the noun as the substance word. Other syntactic functions, i.e. attributive, adverbial, and even predica­tive, although performed by the noun with equal ease, are not im­mediately characteristic of its substantive quality as such. It should be noted that, while performing these non-substantive functions, the noun essentially differs from the other parts of speech used in simi­lar sentence positions. This may be clearly shown by transformations shifting the noun from various non-subject syntactic positions into subject syntactic positions of the same general semantic value, which is impossible with other parts of speech. E.g.:

Mary is a flower-girl. The flower-girl (you are speaking of) is Mary. He lives in Glasgow. Glasgow is his place of residence. This happened three years ago. → Three years have elapsed since it hap­pened.

Apart from the cited sentence-part functions, the noun is charac­terized by some special types of combinability.

In particular, typical of the noun is the prepositional combinabil­ity with another noun, a verb, an adjective, an adverb. E.g.: an en­trance to the house; to turn round the corner; red in the face; far from its destination.

The casal (possessive) combinability characterizes the noun along­side its prepositional combinability with another noun. E.g.: the speech of the President - the President's speech; the cover of the book - the book's cover.

English nouns can also easily combine with one another by sheer contact, unmediated by any special lexemic or morphemic means. In the contact group the noun in pre-position plays the role of a se­mantic qualifier to the noun in post-position. E.g.: a cannon ball; a log cabin; a sports event; film festivals.

The lexico-grammatical status of such combinations has presented a big problem for many scholars, who were uncertain as to the lin­guistic heading under which to treat them: either as one separate word, or a word-group.* In the history of linguistics the controversy about the lexico-grammatical status of the constructions in question has received the half-facetious name "The cannon ball problem".

* See: Смирницкий А.И. Лексикология английского языка. М„ 1956, § 133; Жигадло В.Н., Иванова И.П., Иофuк Л.Л., § 255.

Taking into account the results of the comprehensive analysis undertaken in this field up to now, we may define the combination as a specific word-group with intermediary features. Crucial for this decision is the isolability test (separation shift of the qualifying noun) which is performed for the contact noun combinations by an easy, productive type of transformation. Cf:. a cannon ball → a ball for cannon; the court regulation → the regulation of the court; progress report → report about progress; the funds distribution → the distri­bution of the funds.

The corresponding compound nouns (formed from substantive stems), as a rule, cannot undergo the isolability test with an equal ease. The transformations with the nounal compounds are in fact re­duced to sheer explanations of their etymological motivation. The comparatively closer connection between the stems in compound nouns is reflected by the spelling (contact or hyphenated presenta­tion). E.g.: fireplace → place where fire is made; starlight → light coming from stars; story-teller → teller (writer, composer) of stories;

theatre-goer → a person who goes to (frequents) theatres.

Contact noun attributes forming a string of several words are very characteristic of professional language. E.g.:

A number of Space Shuttle trajectory optimization problems were simulated in the development of the algorithm, including three ascent problems and a re-entry problem (From a scientific paper on spacecraft). The accuracy of offshore tanker unloading operations is becoming more important as the cost of petroleum products in­creases (From a scientific paper on control systems).

§ 3. As a part of speech, the noun is also characterized by a set of formal features determining its specific status in the lexical paradigm of nomination. It has its word-building distinctions, includ­ing typical suffixes, compound stem models, conversion patterns. It discriminates the grammatical categories of gender, number, case, ar­ticle determination, which will be analysed below.

The cited formal features taken together are relevant for the di­vision of nouns into several subclasses, which are identified by means of explicit classificational criteria. The most general and rigor­ously delimited subclasses of nouns are grouped into four opposi-tional pairs.

The first nounal subclass opposition differentiates proper and common nouns. The foundation of this division is "type of nomina­tion". The second subclass opposition differentiates animate and inanimate nouns on the basis of "form of existence". The third sub­class opposition differentiates human and non-human nouns on the basis of "personal quality". The fourth subclass opposition differenti­ates countable and uncountable nouns on the basis of "quantitative structure".

Somewhat less explicitly and rigorously distinguished is the divi­sion of English nouns into concrete and abstract.