LANGUAGE POLICY AND POLITICS……………………………………………………152
World Englishes……………………………………………………………………....153 ESL and EFL…………………………………………………………………………..153
Linguistic Imperialism and Language Rights…………………………………………154
Language Policy and the "English Only" Debate……………………………………..155
LANGUAGE, THOUGHT, AND CULTURE………………………………………………156
In the Classroom: Toward a Principled Approach to Language Pedagogy………………… 159
TOPICS AND QUESTIONS FOR STUDY AND DISCUSSION…………………………………161
SUGGESTED READINGS……………………………………………………………………………162
LANGUAGE LEARNING EXPERIENCE: JOURNAL ENTRY 7……………………………… 163
8 CROSS-LINGUISTIC INFLUENCE AND LEARNER LANGUAGE……………….164
THE CONSTRUCTIVE ANALYSIS HYPOTHESIS…………………………………….. 164
FROM THE CAH TO CLI (CROSS-LINGUISTIC INFLUENCE)………………………..166
MARKEDNESS AND UNIVERSAL GRAMMAR………………………………………...168
LEARNER LANGUAGE……………………………………………………………………169
ERROR ANALYSIS…………………………………………………………………………170
Mistakes and Errors……………………………………………………………………171
Errors in Error Analysis……………………………………………………………….172
Identifying and Describing Errors…………………………………………………….173
Sources of Error……………………………………………………………………….176
Interlingual Transfer…………………………………………………………….176
Intralingual Transfer…………………………………………………………….176
Context of Learning…………………………………………………………….178
Communication Strategies……………………………………………………...178
STAGES OF LEARNER LANGUAGE DEVELOPMENT……………………………...…179
VARIABILITY IN LEARNER LANGUAGE………………………………………………180
FOSSILIZATION…………………………………………………………………………….182
FORM - FOCUSED INSTRUCTION……………………………………………………….183
ERROR TREATMENT……………………………………………………………………...184
In the Classroom: A Model for Error Treatment………………………………………………… 187
TOPICS AND QUESTIONS FOR STUDY AND DISCUSSION…………………………………190
SUGGESTED READINGS……………………………………………………………………………191
LANGUAGE LEARNING EXPERIENCE: JOURNAL ENTRY 8……………………………… 192
9 COMMNICATIVE COMPETENCE……………………………………………………193
DEFINING COMMUNICATIVE COMPETENCE…………………………………………193
LANGUAGE FUNCTION…………………………………………………………………...195
FUNCTIONAL SYLLABUSES……………………………………………………………..198
DISCOURSE ANALYSIS…………………………………………………………………...199
Conversation Analysis…………………………………………………………………200
PRAGMATICS………………………………………………………………………………202
Language and Gender…………………………………………………………………203
STYLES AND REGISTERS………………………………………………………………...204
NONVERBAL COMMUNICATION……………………………………………………….205
Kinesics………………………………………………………………………………..206
Eye Contact……………………………………………………………………………206
Proxemics……………………………………………………………………………...207
Artifacts………………………………………………………………………………..207
Kinesthetics……………………………………………………………………………207
Olfactory Dimensions…………………………………………………………………207
In the Classroom: Communicative Language Teaching…………………………………………208
TOPICS AND QUESTIONS FOR STUDY AND DISCUSSION…………………………………209
SUGGEATED READING…………………………………………………………………………… 210
LANGUAGE LEARNING EXPERIENCE: JOURNAL ENTRY 9……………………………… 211
10 THEORIES OF SECOND LANGUAGE ACQUISITION…………………………213
BUILDING A THEORY OF SLA………………………………………………………….213
Domains and Generalizations…………………………………………………………213
Hypotheses and Claims………………………………………………………………214
Criteria for a Viable Theory …………………………………………………………216
AN INNATIST MODEL: KRASHEN’S INPUT HYPOTHESIS………………………….217
COGNITIVE MODELS…………………………………………………………………….220
McLaughlin’s Attention-Processing Model………………………………………….220
Implicit and Explicit Models…………………………………………………………222
A SOCIAL CONSTRUCTIVIST MODEL: LONG’S INTERACTION HYPOTHESIS….224
FROM THEORY TO PRACTICE………………………………………………………….225
Out on a Limb: The Ecology of Language Acquisition………………………………………… 229
TOPICS AND QUESTIONS FOR STUDY AND DISCUSSION…………………………………232
SUGGESTED READINGS……………………………………………………………………………233
LANGUAGE LEARNING EXPERIENCE: FINAL JOURNAL ENTRY……………………… 233
H. DOUGLAS BROWN
San Francisco State University
When the first edition of Principles of Language Learning and Teaching appeared in 1980, the field of second language acquisition (SLA) was relatively manageable. We had a handful of professional journals devoted to SLA, a good collection of anthologies and conference proceedings, and a small but respectable number of books on SLA and teaching. Today the field of SLA has so many branches and subfields and specializations that it is virtually impossible to "manage"!
In the December 1997 issue of the semi-annually published Second Language Instruction/Acquisition Abstracts, 180 periodicals were surveyed and 240 book reviews cited. Some thirty major subject matter areas included child language acquisition, non-native language pedagogy, testing, literacy studies, reading processes and instruction, writing, bilingualism, bilingual education, translation, pragmatics, discourse analysis, specific languages, lexicology, interpersonal behavior and communication, sociolinguistics, language planning, nonverbal language, and more. And several major fields were subsumed into other topics: psycholinguistics, intercultural communication, world Englishes, curriculum design, and critical pedagogy, among others. Incidentally, the December 1997 issue of the above mentioned abstracting journal was the last issue that was printed in hard copy; now, the material has to be electronically downloaded because there is more information than print media can handle!
Today we can see that the manageable stockpile of research of just a few decades ago has been replaced by a coordinated, systematic storehouse of information. Subfields have been defined and explored. Researchers around the world are meeting, talking, exchanging findings, comparing data, and arriving at some mutually acceptable explanations. A remarkable number of respectable, refereed journals are printing the best and most interesting of this research. Our research miscarriages are fewer as we have collectively learned how to conceive the right questions.
At the same time, we should not be too smug. The wonderful intricacy of complex facets of human behavior will be very much with us for some time. Roger Brown's (1966: 326) wry remark of a number of decades ago still applies:
Psychologists find it exciting when a complex mental phenomenon—something intelligent and slippery—seems about to be captured by a mechanical model. We yearn to see the model succeed. But when, at the last minute, the phenomenon proves too much for the model and darts off on some uncapturable tangent, there is something in us that rejoices at the defeat.
We can rejoice in our defeats because we know that it is the very elusiveness of this phenomenon of SLA that makes the quest for answers so exciting. Our field of inquiry is no simple, unidimensional reality. It is "slippery" in every way.
PURPOSE AND AUDIENCE
Principles of Language Learning and Teaching is designed to give you a picture of both the slipperiness of SLA and the systematic storehouse of reliable knowledge that is now available to us. As you consider the issues, chapter by chapter, you are led on a quest for your own personal, integrated understanding of how people learn—and sometimes fail to learn—a second language. That quest is eclectic: no single theory or hypothesis will provide a magic formula for all learners in all contexts. And the quest is cautious: you will be urged to be as critical as you can in considering the merit of various models and theories and research findings. By the end of the final chapter, you will no doubt surprise yourself on how many pieces of this giant puzzle you can actually put together!
In its first three editions, this book has served a number of purposes for many audiences around the world. For graduates or advanced undergraduates in language-teacher education programs, it is a textbook on the theoretical foundations of language teaching. For a surprising number of people it has become a book that Master's degree candidates pore over in preparation for comprehensive examinations! For experienced teachers, it has become a handbook that provides an overview of current issues in the field.
For the most part, you do not need to have prior technical knowledge of linguistics or psychology in order to comprehend this book. An attempt has been made to build, from the beginning, on what an educated person knows about the world, life, people, and communication. And the book can be used in programs for educating teachers of any foreign language, even though many illustrative examples here are in English since that is the language common to all readers.
CHANGES IN THE FOURTH EDITION
The first question people ask me when they hear that a new edition is about to appear is: "What changes will you make?" In anticipation of these questions about the Fourth Edition, I offer the following highlights:
1.Updated topics and references. In a field growing as rapidly as ours, a period of six or seven years sees many advances. The current edition features some new topics: constructivist approaches to SLA, new data on the critical period hypothesis, emotional intelligence, language aptitude, strategies-based instruction (SBI), the neurobiology of affect, language policy and politics, intercultural communication, cross-linguistic influence, form-focused instruction, and Long's Interaction Hypothesis, to name a few. Other topics have been updated to reflect current work in the field. And out of literally thousands of new articles, books, and chapters that have appeared since the last edition, I have added a selection of some 200 new bibliographic references that report the latest work in SLA.
2.Reorganized chapters. If you were just getting used to the Third Edition, be prepared to look carefully at the new edition. The process of revising has involved a reorganization of a substantial proportion of the material.
3. Deletion of the chapter on Language Testing (10). An overwhelming number of readers and reviewers have stated that the Testing chapter cannot be covered within the scope of a term of coursework. I have therefore deleted that chapter and placed it, in revised form, into the new Second Edition of my companion textbook, Teaching by Principles. What was Chapter 11 in the Third Edition has become Chapter 10 here.
4. Redesigned teacher-friendly end-of-chapter exercises. In previous editions, the end-of-chapter exercises were designed for individual contemplation and possibly for teachers to adapt to classroom discussion. In this edition, new and improved classroom-tested exercises are explicitly designed for in-class group work, pair work, whole-class discussion, and individual work.
5.More accessible suggestions for further reading. In this edition the suggestions for further reading now more effectively target an audience of students just beginning in the field of SLA. Few esoteric, technical articles are listed, and instead students are led to more reader-friendly material.
6.Journal guidelines for a language learning experience. I have always recommended that the information in a book like this is best internalized if the reader is concurrently taking a course in a foreign language. At the end of each chapter in this edition is a new section that offers classroom-tested journal-writing guidelines for the reader either to reflect on a current experience learning another language or to take a retrospective look at a previous foreign language learning experience. In both cases, the reader is asked to apply concepts and constructs and models to a personal experience learning a foreign language.